A
heat pump is a machine or device that moves
heat from one location (the 'source') to another location (the 'sink'), using
work. Most heat pump technology moves heat from a low temperature
heat source to a higher temperature
heat sink. Common examples are:
Operation
According to the
second law of thermodynamics heat can't spontaneously flow from a colder location to a hotter area; work is required to achieve this. Heat pumps differ in how they apply this work to move heat, but they can essentially be thought of as
heat engines operating in reverse. A heat engine allows energy to flow from a hot 'source' to a cold heat 'sink', extracting a fraction of it as work in the process. Conversely, a heat pump requires work to move thermal energy from a cold source to a warmer heat sink. Since the heat pump uses a certain amount of work to move the heat, the amount of energy deposited at the hot side is greater than the energy taken from the cold side by an amount equal to the work required. Conversely, for a heat engine, the amount of energy taken from the hot side is greater than the amount of energy deposited in the cold heat sink since some of the heat has been converted to work.
One common type of heat pump works by exploiting the physical properties of an evaporating and condensing fluid known as a
refrigerant. The working fluid, in its gaseous state, is pressurized and circulated through the system by a
compressor. On the discharge side of the compressor, the now hot and highly pressurized gas is cooled in a
heat exchanger called a
condenser until it condenses into a high pressure, moderate temperature liquid. The condensed refrigerant then passes through a pressure-lowering device like an
expansion valve,
capillary tube, or possibly a work-extracting device such as a
turbine. This device then passes the low pressure, barely liquid (
saturated vapor) refrigerant to another heat exchanger, the
evaporator where the refrigerant evaporates into a gas via heat absorption. The refrigerant then returns to the compressor and the cycle is repeated.
In such a system it's essential that the refrigerant reaches a sufficiently high temperature when compressed, since the second law of thermodynamics prevents heat from flowing from a cold fluid to a hot heat sink. Similarly, the fluid must reach a sufficiently low temperature when allowed to expand, or heat can't flow from the cold region into the fluid. In particular, the pressure difference must be great enough for the fluid to condense at the hot side and still evaporate in the lower pressure region at the cold side. The greater the temperature difference, the greater the required pressure difference, and consequently more energy is needed to compress the fluid. Thus as with all heat pumps, the
energy efficiency (amount of heat moved per unit of input work required) decreases with increasing temperature difference. Thus a
ground-source heat pump, which has a very small
temperature differential, is relatively efficient. (Figures of 75% and above are quoted.)
Due to the variations required in temperatures and pressures, many different refrigerants are available. Refrigerators, air conditioners, and some heating systems are common applications that use this technology.
In
HVAC applications, a
heat pump normally refers to a
vapor-compression refrigeration device that includes a
reversing valve and optimized
heat exchangers so that the direction of heat flow may be reversed. The reversing valve switches the direction of refrigerant through the cycle and therefore the heat pump may deliver either heating or cooling to a building. Because the two heat exchangers, the condenser and evaporator, must swap functions, they're optimized to perform adequately in both modes. As such, the
efficiency of a reversible heat pump is typically slightly less than two separately-optimized machines.
In
plumbing applications, a
heat pump is sometimes used to heat or preheat water for swimming pools or
domestic water heaters.
In somewhat rare applications, both the heat extraction and addition capabilities of a single heat pump can be useful, and typically results in very effective use of the input energy. For example, when an air cooling need can be matched to a water heating load, a single heat pump can serve two useful purposes. Unfortunately, these situations are rare because the demand profiles for heating and cooling are often significantly different.
Refrigerants
Until the
1990s, the common
refrigerant were often
chlorofluorocarbons such as R-12 (
dichlorodifluoromethane), one in a class of several refrigerants using the brand name
Freon, a trademark of
DuPont. Its manufacture was discontinued in 1995 because of the damage that
CFCs cause to the
ozone layer if released into the
atmosphere. One widely-adopted replacement refrigerant is the hydrofluorocarbon (HFC) known as
R-134a (1,1,1,2-tetrafluoroethane). Interestingly,
R-134a isn't as efficient as the R-12 it replaced (in automotive applications) and therefore, more energy is required to operate systems utilizing
R-134a than those using R-12. Other substances such as liquid
ammonia, or occasionally the less corrosive but flammable
propane or
butane, can also be used. Since 2001,
carbon dioxide,
R-744, has increasingly been used, utilizing the
transcritical cycle. In residential and commercial applications, the hydrochlorofluorocarbon (HCFC) R-22 is still widely used, however, HFC R-410a is considered to be more environmentally friendly, and thus is increasingly being used. Hydrogen, Helium, Nitrogen, or plain air is used in the
Stirling cycle, providing the maximum number of options in environmentally friendly gases.
Efficiency
When comparing the performance of heat pumps, it's best to avoid the word "efficiency" which has a very specific thermodynamic definition. The term
coefficient of performance (COP) is used to describe the ratio of useful heat movement to work input. Most vapor-compression heat pumps utilize electrically powered motors for their work input. However, in most vehicle applications shaft work, via their
internal combustion engines, provide the needed work.
When used for heating a building on a mild day, a typical heat pump has a COP of three to four, whereas a typical electric resistance
heater has a COP of 1.0. That is, one
joule of electrical energy will cause a resistance heater to produce one joule of useful heat, while under ideal conditions, one joule of electrical energy can cause a heat pump to move much more than one joule of heat from a cooler place to a warmer place. Sometimes this is inappropriately expressed as an efficiency value greater than 100%, as in the statement, "XYZ brand heat pumps operate at up to 400% efficiency!" This is inaccurate, since the work doesn't
make heat, but instead
moves existing heat "upstream"; otherwise, this would be a
perpetual-motion machine.
Note that when there's a wide temperature differential, for example, when heating a house on a very cold winter day, it takes more work to move the same amount of heat indoors as on a mild day. Ultimately, due to
Carnot efficiency limits, the heat pump's performance will approach 1.0 as the outdoor-to-indoor temperature difference increases. This typically occurs around −18 °C (0 °F) outdoor temperature. Also, as the heat pump takes heat out of the air, some moisture in the outdoor air may condense and possibly freeze on the outdoor heat exchanger. The system must periodically melt this ice. In other words, when it's extremely cold outside, it's simpler, and wears the machine less, to heat using an electric-resistance heater than to strain an air-coupled heat pump.
In cooling mode a heat pump's operating performance is described as its
energy efficiency ratio (EER) or
seasonal energy efficiency ratio (SEER), and both measures have units of BTU/(h·W). A larger EER number indicates better performance. The manufacturer's literature should provide both a COP to describe performance in heating mode and an EER or SEER to describe performance in cooling mode. Actual performance varies, however, and depends on many factors such as installation, temperature differences, site elevation, and maintenance.
Heat pumps are more
effective for heating than for cooling if the temperature difference is held equal. This is because the compressor's input energy is largely converted to useful heat when in heating mode, and is discharged along with the moved heat via the condenser. But for cooling, the condenser is normally outdoors, and the compressor's dissipated work is rejected rather than put to a useful purpose.
For the same reason, opening a food refrigerator or freezer heats up the kitchen rather than cooling it because its refrigeration cycle rejects heat to the indoor air. This heat includes the compressor's dissipated work as well as the heat removed from the inside of the appliance.
The COP for a heat pump in a heating or cooling application, with steady-state operation, is:
» ,
is the compressor's dissipated work.
Air or ground heat source/sink?
Heat pumps can be air-sourced or ground-sourced (geothermal heating).
The technologies are developing rapidly: COPs (coefficient of performance) have risen from COP=3 to COP=4 or even COP=5 over the last five years. Heat pumps are now becoming popular choices for home-heating as well as for cooling — especially in areas with less severe winters.
Those buying air-source heat pumps should look closely at its COP, the outside temperature range in which that COP is effective, the cost of installation, how much heat it can move, and how much noise it generates.
Air-source heat pumps don't work well when temperatures fall below around −5°C (23°F).
Ground-source heat pumps typically have higher COPs than air-coupled heat pumps, because they draw heat from ground or groundwater, and this is at a relatively constant temperature all year-round below a depth of about eight feet (2.5 m). The tradeoff for this improved performance is that a ground-coupled heat pump is usually more complicated due to the need for wells or buried coils, and thus is also usually much more expensive to install than an air-coupled heat pump.
Solid State Heat Pumps
In 1881, the German physicist Emil Warburg put a block of iron into a strong magnetic field and found that it increased very slightly in temperature. Some commercial ventures to implement this technology are underway, claiming to cut energy consumption by 40% compared to current domestic refrigerators. The process works as follows: Powdered gadolinium is moved into a magnetic field, heating the material by 2 to 5 C. The heat is removed by a circulating fluid. The material is then moved out of the magnetic field, reducing its temperature below its starting temperature.
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